我现在能回忆起来的题目: 1. flat fee + bonus, not disclose, 选择 violate + should disclose 2. flat fee + restricted stock, disclose, 选择 violate 3. prudent man/investor, 选择什么记不住 4. should not read all of the report 5. compliance procedure applies to CFA member and CANDIDATES 6. acknowlage the model resource 7. shouldn't buy before the issuance of the report 8. IPS 具体有些记不得了 大家补充啊,讨论一下答案 |