[ 2009 FRM Sample Exam ] Operational and Integrated risk management Q19

Abey

 

19. Which of the following internal controls does NOT effectively reduce operational risk?

A. Separation of trading from accounting and data entry

B. Automated reminders of payments required and contract expirations

C. A multitude of users can modify trade tickets so that errors may be quickly corrected

D. Reconciling results from different systems to ensure data integrity

龚卷角

2011年一级结构工程师考试分数复查修改Ｑ:6267-80167 内部直接操作 助你顺利通过 考务中心专业操作执业医师考试成绩改分，内部复查修改考后分数，联系Q6267880167， 改后的分数网上直接可以查询，绝对安全可靠，保证注册拿证网址ｗｗｗ．kwtzhxy．ｃｏｍ．ＱＱ．626780167考务机构办理QQ626780167：一级建造师,二级建造师,造价工程,建筑工程师,监理工程师,结
构工程师,房产估价师,室内设计师,城市规划师,安全工程师,咨询工程师,岩土工程师,土
地估价师,质量工程师,设备监理工程师,公路监理师,房产经纪人,安全评价师,执业医师,
临床医师,中医医师,临床助理医师,口腔医师,公共卫生,执业护士,基础护理,执业药师,
西药
师,中药师,执业医师

裙角飞扬

顶

fenghai

谢谢楼主的无私分享

Abey

 

Correct answer is Cfficeffice" />

Proper practice limits the amount of people who can change trade tickets and what information can be changed once a ticket is written.  Double checking work, separating duties, and automatic reminders all help lower operational risk.