in the passage Natali's supervisor was so pleased with her work on the Soft Dollar project that the followino week he had another project for her, He sent her a memo askino if the followino firm policies
need to be updated to comply with the CFA Institute Research Objectivity Standards
1 Base compensation for analysts is based on the quality of research performed, Year-end bonuses may be adjusted based on an analyst's work with investment bankino and corporate
finance teams
In their relationships with corporate issuers, analysts are prohibited from either directly or indirectly promisino favorable reports or specific price taroets or threatenino neoative reports
In their relationships with corporate issuers, analysts are prohibited from sharino with or communicatino to a subject company, prior to publication, any section of a research report
P Qn
In response to Natali's supervisor's question regarding the firm's policies on research objectivity, Natali's best response would be
A. Both policies 1 and 2 are consistent with the current Standards
B. Both policies 1 and 2 are inconsistent with the current standards and require
changes
C. The policy on analyst compensation requires changes, but the policy regarding
relationships with corporate issuers is consistent with current Standards
D. The policy regarding relationships with oorporate issuers requires changes, but
the policy on analyst compensation is consistent with current Standards 答案是B,怎么看他的解释都不对。我认识statement 1 跟3 不对，2是对的。 请教大家。先谢谢了 | 
发表于 2008-6-6 11:04
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