horry

1)Which one is least likely to be true? The GIPS was created to?

个人选的是 “ …..provides a industry-wide performance presentation standard ….” 之类的选项. 觉得关键字industry-wide 错了, 应该是firm-wide.

这个我没记得有这个A   我好象选过一个MANDATORY VERIFICATION 不晓得和你说的是不是一题 这个好象下午考的

8) search for a good brokerage for the client in order to get :

A) miminum transaction cost

B) best price

C) lowest commission

D) best execution

The answer is D) 这个我选B

12) Some one is working for a firm in some city, where flooding often happens. So he 销毁了 all paper documents and downloaded the records to his working computer. Also he uploads the records to some reliable server 1000 miles away. And the server will keep the records for at least x years.

显然违反了 “preservation of confidentiality”, 另外还有一个考点不记得了. 这个我选不违反 因为他保留了资料在电脑~~

LZ再接再厉啊 继续回忆哈 现在喜欢对答案 我考前也很有把握 考完很多不确定 他考的也太细了点  简直是在背书~~~~~

horry

QUOTE:

以下是引用lipeizhao在2008-12-8 10:19:00的发言：

8) search for a good brokerage for the client in order to get :

A) miminum transaction cost

B) best price

C) lowest commission

D) best execution

The answer is D)  

这个题楼主记错选项顺序了呵呵，北京的卷 B) best execution 所以选B。 BEST EXECUTION？？不会吧 HANDBOOK写BEST PRICE吧？

还有这个题

10) Which one is not a part of the eight major section of GIPS standards?

A) input data

B) alternative xxx

C) private equity

D) fundamental of compliance

The answer is B)

B这个选项内容应该是Fixed Income吧，所以选B。

要不可能卷子不一样？