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5、With respect to the amount of information managers reveal, the PWG would probably allow managers to have the most flexibility concerning which of the following types of information?

A) Trade confirmation.

B) Performance evaluation.

C) Cash settlement procedures.

D) Trading strategies.

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The correct answer is D

The PWG recognizes that managers should have the right to keep aspects of their trading strategies a secret.


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6、According to the PWG, supervisors should use:

A) only formal channels of coordination and cooperation across financial industry sectors and international borders. 

B) both formal and informal channels of coordination and cooperation across financial industry sectors and international borders. 

C) both formal and informal channels of coordination and cooperation across financial industry sectors, but keep their activities domestic.

D) only informal channels of coordination and cooperation across financial industry sectors and keep their activities domestic.

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The correct answer is B

According to the PWG, supervisors should use both formal and informal channels of coordination and cooperation across financial industry sectors and international borders.



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谢谢

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谢谢

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顶~~太不容易了,终于一份题一份题做到了最后,大赞~~

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