- UID
- 68280
- 帖子
- 15
- 主题
- 4
- 积分
- 5472
- 在线时间
- 0 小时
- 注册时间
- 2007-8-7
|
问一道题目~~~
| Question ID: 10479
Robe Advisory Services operates an office in San Francisco, where it manages portfolios for its clients based in the United States. The firm also maintains an office in Tokyo, where it employs Sam Lee, CFA, who researches Japanese stocks. Lee is required to maintain knowledge of and comply with all applicable laws, rules, and regulations in: |
| A. | both the U.S. and Japan, but not the AIMR Standards of Professional Conduct. |
| B. | both the U.S. and Japan and the AIMR Standards of Professional Conduct. |
| C. | Japan, but not the U.S., and the AIMR Standards of Professional Conduct. |
| D. | the U.S., but not Japan, and the AIMR Standards of Professional Conduct.
|
|
|